Was the American Bombing Campaign in World War II a War Crime?
 | | The dust jacket of Grayling’s book shows bombs falling over Germany. |
Deliberately targeting civilians is widely
considered terrorism nowadays, but during World War II both the
Britain’s Bomber Command and the United States Army Air Force
deliberately targeted civilians.
The British philosopher A. C. Grayling, in his new book Among the Dead Cities: The History and Moral Legacy of the WWII Bombing of Civilians in Germany and Japan
(Walker, $25.95), points out that the two air forces combined killed
perhaps 600,000 German civilians and another 200,000 Japanese. He makes
the case that at least by our current standards we were terrorists, and
it logically follows that the attacks were war crimes. In an age of
political terror, when it is urgent to come up with a persuasive
distinction between legitimate and illegitimate violence, it is hard to
overstate the importance of the questions Grayling raises.
If targeting civilians significantly
contributed to defeating the Axis powers, there may be something to be
said in defense of British and American terror attacks, but Grayling,
along with a lot of other people, thinks the evidence shows that the
strategy contributed little if anything to the defeat of Germany or
Japan. Germany suffered no militarily significant loss of morale, the
reasoning goes, and Japan surrendered because of the Soviet invasion of
Manchuria, which in combination with naval blockade convinced the
Japanese military that the Home Islands could not be defended. By his
account, our war crimes lack not only the justification that military
necessity might provide but even the extenuation of usefulness. He
thinks that pointing this out requires moral courage but that logic and
moral seriousness demand nothing less. This case has been made many
times, and Grayling observes that it was indeed made during the war
itself. Is it true?
Grayling notes that German war production
rose through 1944, while German morale clearly remained solid enough to
sustain effective combat though early 1945, so indiscriminately bombing
German cities clearly failed to deliver on either of the promises made
by its theorists and practitioners. But that increase in German
production has to be put in perspective: It rose under the bombing
because before 1942 German production had been remarkably lax, and it
might have reached appallingly high levels under Albert Speer’s
efficient management had the bombing not occurred.
Grayling knows this, and although he
repeatedly addresses the issue of bombing and German output, he exempts
direct attacks on such targets as German munitions factories from moral
condemnation, even though a vast number of civilians were killed in
such attacks. Those deaths are what is generally called collateral
damage, and they were absolutely predictable, so some would say their
lack of sufficient effect would make them immoral. In any case,
Grayling acknowledges that American bombing attacks on German fuel
stocks, transportation and aircraft factories actually had some
significant effect on the outcome of the war, so he gives the U.S. Army
Air Force a partial pass. The USAAF usually attempted precision bombing
of industrial targets by day; the Royal Air Force’s Bomber Command
usually attempted area bombing by night, and aimed at whole cities.
Grayling does not give the Bomber Command that partial pass.
He has a lot of objections to area bombing,
his chief one that “soldiers . . . are contracted to kill us and ours;
and are armed for the purpose, whereas civilians are not.” While he is
sure that area bombing failed to do much to either German morale or
German production, he would still oppose it as intrinsically evil even
if it had broken the enemy’s morale. Moreover, he approvingly quotes
the British pacifist Vera Brittain, who thought that a people beaten
into apathy and defeatism by their conquerors were hardly likely to
conclude that violence didn’t pay. Grayling is aware that there are
those who justify terror today by citing the Allied use of it.
Apologists for Al Qaeda and Hamas have made the analogy, as have plenty
of editorialists around the world.
What distinguishes Grayling from most
critics of strategic area bombing in World War II is his familiarity
with some of the arguments that are made in its defense. They begin
with the notion that the RAF targeted German civilians because early in
the war it couldn’t directly attack German production without ruinous
loss. Daylight raids on heavily defended positions were catastrophic
for Bomber Command, and most bombs dropped in the first years of the
air war failed to land within five miles of their targets; the only
targets big enough to hit with any level of accuracy were cities.
Cities contained factories and industrial workers, along with civilians
who did little or nothing to directly aid the German war effort. It was
considered impossible to effectively attack the former without
simultaneously attacking the latter. And something had to be done to
Nazi Germany while its armies seemed to be on the verge of conquering
all Europe. The RAF did the only thing it could do, hoping to inflict
devastating damage on German morale while inflicting some damage on the
German economy.
Grayling argues that there was something
else the RAF could have done: work to develop the tools of USAAF-style
precision bombing, while attacking the German navy and its ports. But
unfortunately the RAF couldn’t develop those tools quickly, and the
case for doing something immediately seemed very pressing after Germany
invaded the Soviet Union and inflicted four and a half million
casualties in the first few months.
The core of the standard defense of
strategic (that is, non-battlefield) bombing is that while the RAF
failed miserably at undermining civilian morale, it nonetheless made
another entirely unintended but genuinely effective contribution to
winning the war. The German authorities deployed two million people in
defense against air attacks, committing 10,000 of their famously
effective 88 mm. artillery pieces and perhaps 70 percent of the
Luftwaffe’s to home defense. The 88s were the same gun tubes used as
antitank weapons; every 88 deployed in Germany meant one less facing
Allied soldiers, who had a tough enough time dealing with the German
Army as it was. Every fighter plane and pilot used in home defense was
one less helping to conquer the world, and the Red Army’s
counteroffensives, and the Allied invasions of Western Europe, would
have been far more costly and hazardous if the Luftwaffe had been
present in greater strength on those fronts. (On D-day there were only
300 Luftwaffe fighters to oppose the Allied landings in France, and
only 500 on the Eastern Front.) According to this theory, Bomber
Command’s areas attacks on German civilians made a significant
contribution to victory—despite the commanders’ faulty strategic
thinking.
Grayling knows about this argument, and he
dismisses it with startling ease. He discounts entirely the military
value of the two million Germans deployed on home defense. These were
boys of 16 or men older than 38, or women, good for no other purpose,
he argues. This is not necessarily the strongest part of his case. I
have known men who fought Germans who were 16 or past 38 toward the end
of the war, or who were worked almost to death by armed German old men,
and I have known female slave workers who were supervised—that is,
beaten, starved, and tortured, and who saw other female slaves
murdered—by armed German women. None of these people was as sure as
Grayling is that the two million Germans engaged in air defense and
air-raid-repair work were capable of no other strategically significant
activity.
When assessing the importance of those
10,000 artillery tubes and swarms of fighters—and of the swarms of
German bombers never built because German aircraft capacity was shifted
to building fighters for home defense—Grayling wholly dismisses the
value of area attacks targeting civilians. He tersely asserts that air
attacks restricted to German industrial facilities would have sufficed
to draw those artillery tubes and fighters back from the fighting
fronts to defend the Reich, and therefore the Allies targeted civilians
to no real advantage at all.
This is a very clear argument, but again, it
has weaknesses. Logic suggests that defending the entire urban
population of Germany entailed a far larger commitment of resources
than defending key industrial facilities would have. Would the
resources freed up by more circumscribed Allied air attacks have
protracted the war? To ask this question is probably to answer it.
Grayling at one point quotes a British
estimate that strategic bombing, apparently both area bombing and
precision attacks, reduced German armaments output by just 1 percent in
1944. Bomber Command’s area attacks on German civilians provoked a
massive response, and small wonder: Allied bombing killed 600,000 of
them. Would Germany have pulled the same number of guns and fighters
off the fronts to defend whatever portion of 1 percent of its armaments
output was lost to precision bombing? Grayling is certain it would
have: “If a principle aim of the bombing attacks was to anchor
defensive resources to Germany, then however inaccurate the attempts to
bomb factories, power stations, railway lines and marshalling
yards...the mere effort would have been enough to achieve this aim.”
But anchoring defensive resources to Germany, while the principle
useful effect of the bombing, was clearly not its principle aim, and it
seems implausible that this effect would have been achieved no matter
how inaccurate the bombing.
Another feature of Grayling’s analysis is
his focus on the issue of whether area bombing was crucial in winning
the war. He argues that attacks directed at civilians were less
justifiable once it was clear the Allies were going to win. He believes
Allied victory was certain by 1943, and insofar as it is possible to
make such a determination, he is probably right. But the near-certainty
of victory is not the only relevant consideration. In the absence of
area bombing, when would victory have been achieved? What costs would a
delayed victory have exacted?
The atomic bombings of Hiroshima and
Nagasaki occurred long after victory was certain, but if they
significantly shortened the war, they probably saved vast numbers of
civilians lives, and not only Japanese civilian lives. By one recent
estimate 17,000 Asian civilians were dying every day in
Japanese-controlled territory in late 1945. In 1943, and indeed in
1945, civilian Russians, Poles, Jews, Chinese and Serbs, among others,
were also dying in appalling numbers each day the war dragged on, many
murdered, more killed more indirectly. To pick only one example of the
probable cost of a longer war, an initially healthy slave laborer in
Dora-Mittelbau, the SS facility for producing V2s, had a life
expectancy of two weeks; one in three of the 60,000 slaves there died,
12,000 of them worked to death or executed on the premises. To pick
another, every day of a protracted naval blockade would have killed
significant numbers of Japanese civilians. During the First World War,
the Royal Navy’s blockade is commonly believed to have killed almost
800,000 German civilians.
In total wars, soldiers and industrial
workers tend to eat first. So while accelerating the war’s end through
attacks aimed at German civilians cost many innocent lives, along with
a few less-innocent civilian or non-combatant lives (after all, a judge
in one of Hitler’s People’s Courts was a civilian, and a doctor
conducting medical experiments in Auschwitz was a non-combatant), not
ending the war as quickly as possible would also have cost innocent
lives. Which policy would cost more innocent lives? Grayling doesn’t
ask. Still, one suspects he thinks he knows the answer, for he
approvingly cites Richard Pape, a political scientist who insists that
Japan would have surrendered on precisely the same day had neither atom
bomb been used.
There are other oddities to Grayling’s
analysis. He takes it as an article of faith that morale bombing never
works, which means that he pretty much ignores some of the very
evidence he cites. The U.S. Strategic Bombing Survey is apparently
unimpeachable when it declares that morale bombing was an absolute
failure when applied to Germans, but can be summarily dismissed when it
holds that morale bombing did produce the surrender of Japan. He
acknowledges that morale bombing probably affected Italy’s decision to
drop out of the war in 1943—before Allied soldiers had set foot on the
Italian mainland—but then seems to forget this when he dismisses the
possibility of morale bombing’s ever having any effect. He makes
repeated and invariably approving reference to Richard Pape’s Bombing to Win,
published in 1996, which sought to prove that morale and indeed all
strategic bombing must always fail in its larger goals—and which was
lucklessly published on the eve of the Kossovo campaign, the one
occasion when strategic bombing managed to win a war without the
commitment of a single infantryman.
Of course, much must be said against the
morale bombers. On some occasions, commanders refused to let strategic
bombers be diverted from morale bombing; this almost certainly hurt the
war effort. British Air Marshall Sir Arthur Harris was reluctant to let
his aircraft be used against submarines at the height of the Battle of
the Atlantic, or to attack German communications in the run-up to
D-day, and any honest observer has to admit that some of the late war
raids were wanton. But accepting both the moral force of the argument
against targeting civilians and also the terrible complexity of trying
to minimize suffering in wartime, it is possible, at least after the
fact, to speculate about what were the most ethical and prudent uses of
air power during the war. It requires asking some very tough questions,
though.
Grayling writes, “It is obviously better to
destroy the factory than to kill the people who work in it.” But even
that is not so simple. When waging war against an extremely formidable
genocidal tyranny, it may not always be better to destroy things than
people. Is it obviously better to destroy a factory than its employees,
if those employees are irreplaceable Nazi nuclear scientists? As it
turned out, Nazi nuclear scientists were not effective weapons
designers, but one can imagine a slightly different history in which
they were. During most of the Second World War it took much longer to
train a pilot than to build a military aircraft. Allied pilots did not
usually shoot German pilots parachuting to safety, but had they done
so, in a desperate point in the struggle, would they have been
hopelessly immoral? Some uniformed but unarmed non-combatants are
harder to replace than are armed infantry—for example, skilled
technicians repairing Me 262 jet fighters. Should the ethical pilot
strafe the airfield defense troops, or the technicians’ canteen?
Moreover, most soldiers in the Second World War were conscripts serving
under significant duress. It is not clear that every Italian conscript
more richly deserved death at the hands of the RAF than did a German
worker manufacturing gas for Auschwitz in a civilian chemical plant.
And as for the argument that defeat by terror can’t persuade the
conquered that violence doesn’t pay, it seems to have convinced the
Germans and the Japanese of precisely that, at least for the last 60
years.
Similarly, Grayling writes that “air bombing
does indeed kill more civilians, massacre women and children, and
destroy more cultural heritage than ground war does” This simply isn’t
true. The Second World War killed perhaps 45 million, less than a third
of them armed combatants. A few percent of that number died by aerial
bombing. German ground war as practiced in Russia killed exponentially
more civilians than died from aerial bombing there, and not on account
of German forbearance; German air attacks on Stalingrad may have killed
100,000 civilians. As for the damage to cultural heritage, all the
major and most of the minor cities in occupied Soviet territory were
destroyed.
What, finally, is Grayling’s opinion?
Summing up, he is confident that area bombing was a “moral
crime”—unnecessary, disproportionate, and against general human
standards recognized for 2,000 years. He says air crews should have
refused to carry out area bombing raids. Even in the darkest days of
the war, the requirement to do something could have been met by
launching more (suicidal and ineffective) “precision” attacks on German
industry, and by attacking the German navy. He is convinced that there
is no difference in principle between Allied area bombing in the Second
World War and the attacks of September 11, 2001. All are terrorist
attacks, all attempted coercion by deliberate mass murder. Hamburg,
Hiroshima, and September 11 are all, for Grayling, the same sort of
atrocity. He is clear that killing a Nazi accountant would be too high
a price to pay for simultaneously killing an SS man machine-gunning
unarmed Jews in an open pit. Despite all this, he also insists that he
in no way intends to impugn the courage and sacrifice of RAF and USAAF
bomber crews, or to insult them.
He may be unable to avoid it. I suspect that
most airmen, being told that they had committed inexcusable crimes in
useless actions at the cost of 60,000 of their comrades’ lives without
contributing at all to victory in the war, would be skeptical about
that last of Grayling’s intentions. Alternatively, they might be
puzzled about why he lets them off so lightly. Under some
interpretations of the Nuremberg standards, which Grayling invokes,
there is a good argument for dragging my uncle, a former ball-turret
gunner in a B-24, out of his bed and off to a war-crimes tribunal. (It
might be some small consolation to him that his old flight crew would
not be similarly at risk. He is the only one of them who survived the
war.) Indeed, I’m not entirely clear why Grayling lets my uncle off the
hook.
Perhaps the largest puzzlement raised by
Grayling is the question of what we can say, with any precision, about
the moral claims of civilians in wartime, in light of the experience of
the Second World War. I share Grayling’s view that the claims of
civilians in wartime are a matter of proportionality, but it seems to
me that proportionality is in part a function of the scale and scope of
the evil averted by victory, and of the price of letting that evil
endure longer because of a delayed victory. This is a hard position to
maintain, because no man is a good judge in his own case, and everyone
tends to claim that he is fighting the near-equivalent of the Nazis.
For example, the Palestinians and their supporters make this claim with
surprising frequency. It is a particularly awkward position in the
light of its monstrous abuse by exponents of Stalinist ethics over the
course of the last century, and by contemporary apologists for terror.
But the difficulty of defending this
position does not mean that we should defend its opposite, which is
that the claims of civilians are absolute and universal to the point
that 1942’s RAF pilots were the moral equivalent of today’s Al Qaeda,
or for that matter of the German pilots who terror-bombed Warsaw and
Belgrade. Here we must consider the morality of intentions. Defeating
the Axis at the lowest practicable human cost was an admirable
intention. Seeking a racist world empire was not. A good end cannot
justify any means, but a supremely good and urgent end may at least
partially justify bad means.
—Fredric Smoler teaches literature at Sarah Lawrence College and is a contributing editor of American Heritage magazine.
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